-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LLxuWfl5pNVZrz1xlA404y+Ro2WqRc+Kg7d7oJOIhPXu55FKkKyNxWDsRW4XjUjR PxxamIWLiS/cxbQHymUAzg== 0001036329-98-000016.txt : 19980824 0001036329-98-000016.hdr.sgml : 19980824 ACCESSION NUMBER: 0001036329-98-000016 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980821 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEOGEN CORP CENTRAL INDEX KEY: 0000711377 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 382367843 STATE OF INCORPORATION: MI FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-40503 FILM NUMBER: 98696028 BUSINESS ADDRESS: STREET 1: 620 LESHER PLACE CITY: LANSING STATE: MI ZIP: 48912 BUSINESS PHONE: 5173729200 MAIL ADDRESS: STREET 2: 620 LESHER PLACE CITY: LANSING STATE: MI ZIP: 48912 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROSS FINANCIAL CORP CENTRAL INDEX KEY: 0001036329 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 980138450 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: PO BOX 31363 SMB STREET 2: MIRCO COMMERCE CENTRE CITY: CAYMAN ISLANDS BUSINESS PHONE: 3459497950 MAIL ADDRESS: STREET 1: PO BOX 31363 SMB STREET 2: MIRCO COMMERCE CENTRE CITY: CAYMAN ISLANDS SC 13D/A 1 - ----------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) NEOGEN CORPORATION - ------------------------------------------------------------------ (Name of Issuer) COMMON STOCK - ------------------------------------------------------------------ (Title of Class of Securities) 640491106 -------------- (CUSIP Number) MARK VANDEVELDE, ROSS FINANCIAL CORPORATION, P.O. Box 31363-SMB, MIRCO COMMERCE CENTRE, CAYMAN ISLANDS B.W.I., (345) 949-7950 - ------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 21, 1998 - ------------------------------------------------------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Page 1 of 17 Pages - --------------------- ------------------ CUSIP No. 640491106 Page 2 of 17 Pages - --------------------- ------------------ - ------------------------------------------------------------------ 1. NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON KENNETH B. DART - ------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------ 4. SOURCE OF FUNDS* NONE - ------------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION BELIZE - ------------------------------------------------------------------ NUMBER OF | 7. SOLE VOTING POWER -0- SHARES |---------------------------------------------------- BENEFICIALLY | 8. SHARED VOTING POWER 89,237 OWNED BY |---------------------------------------------------- EACH | 9. SOLE DISPOSITIVE POWER -0- REPORTING |---------------------------------------------------- PERSON |10. SHARED DISPOSITIVE POWER 89,237 WITH | - ------------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON These shares are beneficially owned by Ross 89,237 shares Financial Corporation as to which STS Inc. is the 100% shareholder. Kenneth B. Dart is the 100% shareholder of STS Inc. - ------------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) [ ] EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.437% - ------------------------------------------------------------------ 14. TYPE OF REPORTING PERSON* IN-INDIVIDUAL - ------------------------------------------------------------------ - --------------------- ------------------ CUSIP No. 640491106 Page 3 of 17 Pages - --------------------- ------------------ - ------------------------------------------------------------------ 1. NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON ROSS FINANCIAL CORPORATION - ------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------ 4. SOURCE OF FUNDS* WORKING CAPITAL - ------------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION CAYMAN ISLANDS - ------------------------------------------------------------------ NUMBER OF | 7. SOLE VOTING POWER -0- SHARES |---------------------------------------------------- BENEFICIALLY | 8. SHARED VOTING POWER 89,237 OWNED BY |---------------------------------------------------- EACH | 9. SOLE DISPOSITIVE POWER -0- REPORTING |---------------------------------------------------- PERSON |10. SHARED DISPOSITIVE POWER 89,237 WITH | - ------------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 89,237 shares These shares are beneficially owned by STS Inc. which is the 100% shareholder. - ------------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) [ ] EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.437% - ------------------------------------------------------------------ 14. TYPE OF REPORTING PERSON* IN-CORPORATION - ------------------------------------------------------------------ - --------------------- ------------------ CUSIP No. 640491106 Page 4 of 17 Pages - --------------------- ------------------ - ------------------------------------------------------------------ 1. NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON STS INC. - ------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------ 4. SOURCE OF FUNDS* NONE - ------------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION CAYMAN ISLANDS - ------------------------------------------------------------------ NUMBER OF | 7. SOLE VOTING POWER -0- SHARES |---------------------------------------------------- BENEFICIALLY | 8. SHARED VOTING POWER 89,237 OWNED BY |---------------------------------------------------- EACH | 9. SOLE DISPOSITIVE POWER -0- REPORTING |---------------------------------------------------- PERSON |10. SHARED DISPOSITIVE POWER 89,237 WITH | - ------------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 89,237 shares These shares are beneficially owned by Ross Financial Corporation as to which STS Inc. is the 100% shareholder. - ------------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) [ ] EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.437% - ------------------------------------------------------------------ 14. TYPE OF REPORTING PERSON* IN-CORPORATION - --------------------- ------------------ CUSIP No. 640491106 Page 5 of 17 Pages - --------------------- ------------------ - ------------------------------------------------------------------ 1. NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON ROBERT C. DART - ------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------ 4. SOURCE OF FUNDS* NONE - ------------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION BELIZE - ------------------------------------------------------------------ NUMBER OF | 7. SOLE VOTING POWER -0- SHARES |---------------------------------------------------- BENEFICIALLY | 8. SHARED VOTING POWER 194,338 OWNED BY |---------------------------------------------------- EACH | 9. SOLE DISPOSITIVE POWER -0- REPORTING |---------------------------------------------------- PERSON |10. SHARED DISPOSITIVE POWER 194,338 WITH | - ------------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON These shares are beneficially owned by DCL-RU 194,338 shares Corporation as to which Flagship Limited is the 100% shareholder. Robert C. Dart is the 100% shareholder of Flagship Limited. - ------------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) [ ] EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.131% - ------------------------------------------------------------------ 14. TYPE OF REPORTING PERSON* IN-INDIVIDUAL - ------------------------------------------------------------------ - --------------------- ------------------ CUSIP No. 640491106 Page 6 of 17 Pages - --------------------- ------------------ - ------------------------------------------------------------------ 1. NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON DCL-RU CORPORATION - ------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------ 4. SOURCE OF FUNDS* WORKING CAPITAL - ------------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION CAYMAN ISLANDS - ------------------------------------------------------------------ NUMBER OF | 7. SOLE VOTING POWER -0- SHARES |---------------------------------------------------- BENEFICIALLY | 8. SHARED VOTING POWER 194,338 OWNED BY |---------------------------------------------------- EACH | 9. SOLE DISPOSITIVE POWER -0- REPORTING |---------------------------------------------------- PERSON |10. SHARED DISPOSITIVE POWER 194,338 WITH | - ------------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 194,338 shares These shares are beneficially owned by Flagship Limited which is the 100% shareholder. - ------------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) [ ] EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.131% - ------------------------------------------------------------------ 14. TYPE OF REPORTING PERSON* IN-CORPORATION - ------------------------------------------------------------------ - --------------------- ------------------ CUSIP No. 640491106 Page 7 of 17 Pages - --------------------- ------------------ - ------------------------------------------------------------------ 1. NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON FLAGSHIP LIMITED - ------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------ 4. SOURCE OF FUNDS* NONE - ------------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION CAYMAN ISLANDS - ------------------------------------------------------------------ NUMBER OF | 7. SOLE VOTING POWER -0- SHARES |---------------------------------------------------- BENEFICIALLY | 8. SHARED VOTING POWER 194,338 OWNED BY |---------------------------------------------------- EACH | 9. SOLE DISPOSITIVE POWER -0- REPORTING |---------------------------------------------------- PERSON |10. SHARED DISPOSITIVE POWER 194,338 WITH | - ------------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 194,338 shares These shares are beneficially owned by DCL-RU Corporation as to which Flagship Limited is the 100% shareholder. - ------------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) [ ] EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.131% - ------------------------------------------------------------------ 14. TYPE OF REPORTING PERSON* IN-CORPORATION Neither the filing of this Amendment No. 5 to Schedule 13D nor any of its contents shall be deemed to constitute an admission by Ross Financial Corporation, a Cayman Islands corporation, by STS Inc., a Cayman Islands corporation, or by Kenneth B. Dart, that it or he is the beneficial owner of any of the Common Stock referred to in this Amendment, other than shares of Neogen Corporation, issued and outstanding and owned of record by the Ross Financial Corporation as of the date of this Amendment, for purposes of Section 13(d) of the Securities and Exchange Act of 1934, as amended, or for any other purpose, and such beneficial ownership is expressly disclaimed. Neither the filing of this Amendment No. 5 to Schedule 13D nor any of its contents shall be deemed to constitute an admission by DCL-RU Corporation, a Cayman Islands corporation, by Flagship Limited, a Cayman Islands corporation, or by Robert C. Dart, that it or he is the beneficial owner of any of the Common Stock referred to in this Amendment, other than shares of Neogen Corporation, issued and outstanding and owned of record by the DCL-RU Corporation as of the date of this Amendment, for purposes of Section 13(d) of the Securities and Exchange Act of 1934, as amended, or for any other purpose, and such beneficial ownership is expressly disclaimed. JOINT STATEMENT ITEM 1. SECURITY AND ISSUER. This statement relates to the shares of voting common stock (the "Common Stock"), of the Neogen Corporation, a Michigan corporation organized under the laws of the state of Michigan ("the Company"). The principal executive offices of the Company are located at 620 Lesher Place, Lansing, Michigan 48912. ITEM 2. IDENTITY AND BACKGROUND. A. Ross Financial Corporation (1) Country of Organization: Cayman Islands (2) Principal Business: Investment in securities. (3) Address of Principal Business: P.O. Box 31363-SMB Grand Cayman, Cayman Islands, B.W.I. (4) Address of Principal Office: P.O. Box 31363-SMB Grand Cayman, Cayman Islands, B.W.I. (5) Name and address of all members of the Board of Directors: Kenneth B. Dart P.O. Box 31300-SMB Grand Cayman, Cayman Islands, B.W.I. Page 8 of 17 Pages (6) Name and address of all officers: Kenneth B. Dart President/Treasurer P.O. Box 31300-SMB Grand Cayman, Cayman Islands, B.W.I. Mark VanDevelde Secretary P.O. Box 31363-SMB Grand Cayman, Cayman Islands, B.W.I. Foreshore Corporate Services Assistant Secretary P.O. Box 1994 Grand Cayman, Cayman Islands, B.W.I. (7) Neither this reporting person, nor, to the best of its knowledge, any of its directors and executive officers listed above has, during the last five years, (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceedings was or is subject to a judgement, decree or final order enjoining future violations of, or prohibiting activities subject to, federal or state securities laws or finding any violation of such laws. B. STS Inc. (1) Country of Organization: Cayman Islands (2) Principal Business: Investment in securities. (3) Address of Principal Business: P.O. Box 31363-SMB Grand Cayman, Cayman Islands, B.W.I. (4) Address of Principal Office: P.O. Box 31363-SMB Grand Cayman, Cayman Islands, B.W.I. (5) Name and address of all members of the Board of Directors: Kenneth B. Dart P.O. Box 31300-SMB Grand Cayman, Cayman Islands, B.W.I. (6) Name and address of all officers: Kenneth B. Dart President/Treasurer P.O. Box 31300-SMB Grand Cayman, Cayman Islands, B.W.I. Page 9 of 17 Pages Mark VanDevelde Secretary P.O. Box 31363-SMB Grand Cayman, Cayman Islands, B.W.I. Foreshore Corporate Services Assistant Secretary P.O. Box 1994 Grand Cayman, Cayman Islands, B.W.I. (7) Neither this reporting person, nor, to the best of its knowledge, any of its directors and executive officers listed above has, during the last five years, (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceedings was or is subject to a judgement, decree or final order enjoining future violations of, or prohibiting activities subject to, federal or state securities laws or finding any violation of such laws. C. Kenneth B. Dart (1) Citizenship: Belize (2) Business Address: P.O. Box 31300-SMB Grand Cayman, Cayman Islands, B.W.I. (3) Principal Employment: Employee of the following corporation: (a) Dart Container Corporation P.O. Box 31372-SMB Grand Cayman, Cayman Islands, B.W.I. * * The principal business activity is the manufacture, sale and recycling of polystyrene cups and plastic cutlery and dinnerware. (4) This reporting person has not during the last five years, (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceedings was or is subject to a judgement, decree or final order enjoining future violations of, or prohibiting activities subject to, federal or state securities laws or finding any violation of such laws. D. Flagship Limited (1) Country of Organization: Cayman Islands (2) Principal Business: Investment in securities. (3) Address of Principal Business: P.O. Box 31363-SMB Grand Cayman, Cayman Islands, B.W.I. Page 10 of 17 Pages (4) Address of Principal Office: P.O. Box 31363-SMB Grand Cayman, Cayman Islands, B.W.I. (5) Name and address of all members of the Board of Directors: Robert C. Dart P.O. Box 31363-SMB Grand Cayman, Cayman Islands, B.W.I. (6) Name and address of all officers: Robert C. Dart President/Treasurer P.O. Box 31363-SMB Grand Cayman, Cayman Islands, B.W.I. Stacey Magis Secretary P.O. Box 31363 SMB Grand Cayman, Cayman Islands, B.W.I. (7) Neither this reporting person, nor, to the best of its knowledge, any of its directors and executive officers listed above has, during the last five years, (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceedings was or is subject to a judgement, decree or final order enjoining future violations of, or prohibiting activities subject to, federal or state securities laws or finding any violation of such laws. E. DCL-RU Corporation (1) Country of Organization: Cayman Islands (2) Principal Business: Investment in securities. (3) Address of Principal Business: P.O. Box 31363-SMB Grand Cayman, Cayman Islands, B.W.I. (4) Address of Principal Office: P.O. Box 31363-SMB Grand Cayman, Cayman Islands, B.W.I. (5) Name and address of all members of the Board of Directors: Kenneth B. Dart P.O. Box 31300-SMB Grand Cayman, Cayman Islands, B.W.I. Page 11 of 17 Pages (6) Name and address of all officers: Kenneth B. Dart President/Treasurer P.O. Box 31300-SMB Grand Cayman, Cayman Islands, B.W.I. Mark VanDevelde Secretary P.O. Box 31363-SMB Grand Cayman, Cayman Islands, B.W.I. Foreshore Corporate Services Assistant Secretary P.O. Box 1994 Grand Cayman, Cayman Islands, B.W.I. (7) Neither this reporting person, nor, to the best of its knowledge, any of its directors and executive officers listed above has, during the last five years, (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceedings was or is subject to a judgement, decree or final order enjoining future violations of, or prohibiting activities subject to, federal or state securities laws or finding any violation of such laws. F. Robert C. Dart (1) Citizenship: Belize (2) Business Address: P.O. Box 31363-SMB Grand Cayman, Cayman Islands, B.W.I. (3) Principal Employment: Vice President and Board Member of the following corporations: (a) Dart Container Corporation P.O. Box 31372-SMB Grand Cayman, Cayman Islands, B.W.I. * (b) Dart Container Corporation of Pennsylvania 500 Hogsback Road Mason, Michigan 48854 * (c) Dart Container Corporation of Kentucky 500 Hogsback Road Mason, Michigan 48854 * (d) Dart Container Corporation of Illinois 500 Hogsback Road Mason, Michigan 48854 * Page 12 of 17 Pages (e) Dart Container Corporation of Georgia 500 Hogsback Road Mason, Michigan 48854 * (f) Dart Container Corporation of California 500 Hogsback Road Mason, Michigan 48854 * President and Board Member of the following corporations: (a) Dart Container Corporation of Michigan 500 Hogsback Road Mason, Michigan 48854 * (b) Dart Cup, Ltd. 500 Hogsback Road Mason, Michigan 48854 * General Partner of the following limited partnership: (a) Dart Container Sales Company, Ltd. 600 W. Hillsboro Blvd., Suite 600 Deerfield Beach, Florida 33441 ** * The principal business activity is the manufacture, sale and recycling of polystyrene cups and plastic cutlery and dinnerware. ** The principal business activity is the sale of polystyrene cups and plastic cutlery and dinnerware. (4) This reporting person has not during the last five years, (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceedings was or is subject to a judgement, decree or final order enjoining future violations of, or prohibiting activities subject to, federal or state securities laws or finding any violation of such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. A. Ross Financial Corporation: Ross Financial Corporation sold 105,000 shares of Common Stock for total consideration of approximately $840,412.50 including brokerage commissions and fees. B. STS Inc.: STS Inc. sold no shares of Common stock for its own account but it may be deemed to have sold the shares sold by Ross Financial Corporation. Page 13 of 17 Pages C. Kenneth B. Dart: Kenneth B. Dart sold no shares of Common Stock for his own account but he may be deemed to have sold the shares sold by Ross Financial Corporation. D. Flagship Limited: Flagship Limited sold no shares of Common stock for its own account. E. DCL-RU Corporation DCL-RU Corporation sold no shares of Common Stock for its own account. F. Robert C. Dart: Robert C. Dart sold no shares of Common Stock for his own account. ITEM 4. PURPOSE OF TRANSACTION. The purpose of the disposition of Common Stock is the reduction of a long-term passive investment. Each reporting person may determine to dispose of more or all of its respective long-term passive investment. However, each reporting person may acquire additional Common Stock of the issuer as a long-term passive investment, subject to the availability of such stock at prices deemed attractive by each of the respective reporting persons. Other than as set forth herein, each reporting person has no plans or proposals which relate to or would result in any of the actions specified in Item 4 of Form 13D promulgated by the Securities and Exchange Commission. ITEM 5. INTEREST IN SECURITIES OF ISSUER. (a)-(b) A. The information contained in the cover pages to this Schedule 13D is incorporated herein by reference. B. As of August 21, 1998, the Reporting Persons owned the following shares of Common Stock. (1) Ross Financial Corporation is the direct owner of 89,237 shares of Common Stock. The 89,237 shares represent approximately 1.437% of the 6,207,879 shares of Common Stock outstanding as of April 1, 1998 as reported by the company on Form 10-QSB for the quarter ending February 28, 1998 (the "Outstanding Shares"). Page 14 of 17 Pages (2) By virtue of its ownership of 100% of the outstanding voting shares of Ross Financial Corporation, STS Inc., for purposes of this Schedule 13D, as amended, may be deemed to be a beneficial owner of all of the shares owned by Ross Financial Corporation. (3) By virtue of his ownership of 100% of the outstanding shares of STS Inc., Kenneth B. Dart, for purposes of this Schedule 13D, as amended, may be deemed to be a beneficial owner of all of the shares beneficially owned by Ross Financial Corporation. (4) By virtue of its ownership of 100% of the outstanding voting shares of DCL-RU Corporation, Flagship Limited, for purposes of this Schedule 13D, as amended, may be deemed to be a beneficial owner of all of the shares owned by DCL-RU Corporation. (5) DCL-RU Corporation is the direct owner of 194,338 shares of Common Stock. The 194,338 shares represent approximately 3.131% of the Outstanding Shares. (6) By virtue of his ownership of 100% of the outstanding shares of Flagship Limited, Robert C. Dart, for purposes of this Schedule 13D, as amended, may be deemed to be a beneficial owner of all of the shares beneficially owned by DCL-RU Corporation. (7) After netting out the shares owned by more than one person, the Reporting Persons herein have beneficial ownership of an aggregate of 283,575 shares of Common Stock representing approximately 4.568% of the issuer. (c) See Exhibit A attached hereto, and which is incorporated herein by reference. The transactions on Exhibit A were by private transfer. (d) No other person is known to have the right or power to direct the receipt of dividends or the proceeds from the sale of shares of Common Stock. (e) Not applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS, OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. There are interrelated boards and officers of the entities in Item 2 as indicated therein. The Agreement among the Reporting Persons with respect to the filing of this amendment to Schedule 13D is incorporated by reference. Page 15 of 17 Pages ITEM 7. MATERIAL TO BE FILED WITH EXHIBITS. The following Exhibits are filed herewith. A. Schedule of Transactions of the voting Common Stock of the Issuer. B. Agreement among the reporting persons with respect to the filing of the Schedule 13D and any amendments thereto. After reasonable inquiry and to the best of our knowledge and belief, we each certify that the information set forth in this statement is true, complete and correct. This statement may be executed in two (2) or more counterparts, each of which shall be deemed an original and all of which shall constitute one (1) instrument. ROSS FINANCIAL CORPORATION By: Kenneth B. Dart Its: President Dated August 21, 1998 STS INC. By: Kenneth B. Dart Its: President Dated August 21, 1998 Kenneth B. Dart Dated: August 21, 1998 FLAGSHIP Limited By: Robert C. Dart Its: President Dated August 21, 1998 DCL-RU CORPORATION By: Kenneth B. Dart Its: President Dated August 21, 1998 Robert C. Dart Dated: August 21, 1998 Page 16 of 17 Pages EXHIBIT A TRADE QUANTITY PRICE PROCEEDS COMMISSION TOTAL DATE & SEC FEES PROCEEDS 4/30/98 5,000 10.125 50,625.00 251.69 50,373.31 5/ 1/98 10,000 10.125 101,250.00 503.37 100,746.63 5/ 8/98 500 10.000 5,000.00 25.17 4,974.83 5/27/98 500 9.25 4,625.00 25.15 4,599.85 5/27/98 4,500 9.00 40,500.00 226.35 40,273.65 5/28/98 300 9.125 2,737.50 15.09 2,722.41 5/28/98 10,000 9.00 90,000.00 503.00 89,497.00 5/29/98 5,000 9.125 45,625.00 251.52 45,373.48 6/ 2/98 3,000 9.00 27,000.00 150.90 26,849.10 6/ 4/98 100 9.00 900.00 5.03 894.97 6/23/98 1,000 7.5 7,500.00 50.25 7,449.75 6/29/98 5,000 7.625 38,125.00 251.27 37,873.50 7/ 7/98 200 7.625 1,525.00 10.05 1,514.95 7/24/98 10,000 7.5 75,000.00 502.50 74,497.50 8/21/98 50,000 7.00 350,000.00 0 350,000.00 TOTALS 105,100 840,412.50 2,771.34 837,641.16 ALL TRANSACTIONS REPORTED ON THIS EXHIBIT WERE EFFECTED ON NASDAQ. Page 17 of 17 Pages AGREEMENT This will confirm the agreement by and among all of the undersigned that the Reports on Schedule 13D filed on or about April 8, 1993, and any amendments thereto with respect to the beneficial ownership of the undersigned of the shares of voting common stock of Neogen Corporation, a corporation organized under the laws of the state of Michigan, is being filed on behalf of each of the parties named below. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. ROSS FINANCIAL CORPORATION By: Kenneth B. Dart Its: President Dated August 21, 1998 STS INC. By: Kenneth B. Dart Its: President Dated August 21, 1998 Kenneth B. Dart Dated: August 21, 1998 FLAGSHIP LIMITED By: Robert C. Dart Its: President Dated August 21, 1998 DCL-RU CORPORATION By: Kenneth B. Dart Its: President Dated August 21, 1998 Robert C. Dart Dated: August 21, 1998 -----END PRIVACY-ENHANCED MESSAGE-----